UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): September 27, 2021

 

SOBR SAFE, INC.

(Exact name of registrant as specified in its charter)

   

Delaware

 

000-53316

 

26-0731818

(State or other

jurisdiction of incorporation)

 

 (Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

885 Arapahoe Avenue

Boulder, CO 80302

(Address of principal executive offices) (zip code)

 

 

 

 

 

(844) 762-7723

(Registrant’s telephone number, including area code)

 

 

 

 ______________________________________________

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Name of each exchange on which registered

None

 

None

   

 
 

  

SECTION 7 - Regulation FD

 

Item 7.01 Regulation FD Disclosure.

 

On September 27, 2021, we issued a press release announcing that we have secured a $3.0 million financing from a leading healthcare fund, subject to customary closing conditions. A copy of the press release is furnished with this Current Report as Exhibit 99.1.

 

The information in this Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to liability under such section, nor shall it be deemed incorporated by reference in any of our filings under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference in such filing.

 

SECTION 9 - Financial Statements and Exhibits

 

Item 9.01 Financial Statements and Exhibits

 

(c) Exhibits

 

99.1*

 

Press Release dated September 27, 2021 issued by SOBR Safe, Inc. announcing that it secured a $3.0 million financing from a leading healthcare fund, subject to customary closing conditions.

104*

 

Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

*Filed herewith.

  

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

SOBR Safe, Inc.

 

a Delaware corporation

 

 

 

 

Dated: September 27, 2021

By:

/s/ David Gandini

 

 

David Gandini

 

Its:

Chief Financial Officer

 

 

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