Washington, D.C. 20549


Form 8-K


Current Report

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): October 3, 2022



(Exact name of registrant as specified in its charter)







(State or other

jurisdiction of incorporation)



File Number)


(I.R.S. Employer

Identification No.)


6400 S. Fiddlers Green Circle, Suite 1400

Greenwood Village, Colorado 80111

(Address of principal executive offices) (zip code)


(844) 762-7723

(Registrant’s telephone number, including area code)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)





Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)





Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))





Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class


Trading Symbol(s)


Name of each exchange on which registered

Common Stock




The Nasdaq Stock Market LLC (Nasdaq Capital Market)





Item 5.02.   Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. 


On October 3, 2022, SOBR Safe, Inc. (the “Company”) appointed Noreen Butler to serve as a member of the Company’s Board of Directors (the “Board”). Such appointment filled the vacancy left by the resignation of James Bardy from the Board as previously disclosed.


The Board determined that Ms. Butler meets the definition of an “independent” director under SEC rules and the rules and regulations promulgated by NASDAQ.  There are no transactions involving the Company and Ms. Butler that the Company would be required to report pursuant to Item 404(a) of Regulation S-K.


In connection with the Ms. Butler’s appointment, Ms. Butler will be granted options to acquire 25,000 shares of the common stock of the Company which will be exercisable for three (3) years, at an exercise price equal to the per share trading price at the end of trading on the day the stock option agreement is signed by both parties. The stock options will be issued under the Company’s 2019 Equity Incentive Plan.


Ms. Butler’s biographical information is provided below:


Ms. Butler, age 49, combines over 12 years of experience in senior management and recruitment, following a 7-year career in business development. She is currently the Founder and Chief Executive Officer of RubiCorp Technologies, Inc., a private ridesharing company focused on safely transporting children ages 7+ for busy families and those in need of a safe, trusted ride. Previously, Ms. Butler had been involved in several companies in real estate, biotechnology and the technology industry, holding positions including Senior Advisor, Director of Business Development and Chief Executive Officer. From 2015 through June 2016, Ms. Butler was the Director of Business Development for Frozen Egg Bank Network, a division of global fertility company Donor Egg Bank. From 2016 to 2018, she was a Senior Advisor for Cresa, an international commercial real estate company. Ms. Butler has an undergraduate degree in Communications from Pine Manor College.







Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



SOBR Safe, Inc.





Date: October 5, 2022 


/s/ David Gandini



David Gandini




Chief Executive Officer