As filed with the Securities and Exchange Commission on August 27, 2024
Registration No. 333-281773
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Amendment No. 1
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
www.sobrsafe.com
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of incorporation or organization |
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(Address, including zip code, of registrant’s principal executive offices) |
| (Telephone number, including area code) |
David Gandini, Chief Executive Officer
Christopher Whitaker, Chief Financial Officer
SOBR Safe, Inc.
6400 S. Fiddlers Green Circle, Suite 1400
Greenwood Village, Colorado 80111
(844) 762-7723
(Name, address, including zip code, and telephone
number, including area code, of agent for service)
Copies of all communications, including communications sent to agent for service, should be sent to:
Joseph M. Lucosky, Esq.
Soyoung Lee, Esq.
Lucosky Brookman LLP
101 Wood Avenue South, 5th Floor
Iselin, New Jersey 08830
Telephone: (732) 395-4400
Fax: (732) 395-4401
Approximate date of commencement of proposed sale to the public:
As soon as practicable after this Registration Statement becomes effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer | ☐ | Accelerated filer | ☐ |
☐ | Smaller reporting company | ||
(Do not check if a smaller reporting company) | Emerging growth company |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ☐
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the registration statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.
EXPLANATORY NOTE
SOBR Safe, Inc. (the “Registrant”) is filing this Amendment No. 1 (this “Amendment”) to the Registration Statement on Form S-1 (File No. 333-281773) as an exhibits-only filing to file Exhibit 5.1 and 23.3 (which is included in Exhibit 5.1). Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16 of Part II of the Registration Statement, including the signature page and the exhibit index, and the filed exhibits. The prospectus is unchanged and has been omitted.
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PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
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ITEM 16. EXHIBITS
The following exhibits are filed as part of this registration statement:
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* | Indicates a management contract or compensatory plan or arrangement. |
** | To be filed by amendment |
**XBRL (Extensible Business Reporting Language) information is furnished and not filed or a part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise is not subject to liability under these sections.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Greenwood Village, State of Colorado, on this 27rd day of August, 2024.
| SOBR Safe, Inc. |
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Dated: August 27, 2024 | By: | /s/ David Gandini |
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| David Gandini |
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| Its: | Chief Executive Officer, Principal Executive Officer, and Secretary |
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Dated: August 27, 2024 |
| /s/ Christopher Whitaker |
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| By: | Christopher Whitaker |
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| Its: | Chief Financial Officer, Principal Financial Officer, and Treasurer |
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Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates stated.
Dated: August 27, 2024 | By: | /s/ David Gandini |
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| David Gandini, Chairman of the Board of Directors, Secretary and Chief Executive Officer, Principal Executive Officer |
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Dated: August 27, 2024 |
| /s/ Christopher Whitaker |
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| Christopher Whitaker, Chief Financial Officer, Principal Financial Officer |
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Dated: August 27, 2024 | By: | * |
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| Ford Fay, Director |
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Dated: August 27, 2024 | By: | * |
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| Steven Beabout, Director |
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Dated: August 27, 2024 | By: | * |
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| Sandy Shoemaker, Director |
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Dated: August 27, 2024 | By: | * |
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| Noreen Butler, Director |
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* David Gandini and Christopher Whitaker, pursuant to Powers of Attorney (executed by each of the officers and directors listed above and indicated as signed above, and filed with the Securities and Exchange Commission), by signing his name hereto does hereby sign and execute this Amendment to the Registration Statement on behalf of each of the persons referenced above.
Dated: August 27, 2024 | By: | /s/ David Gandini |
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| David Gandini Attorney-in Fact |
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Dated: August 27, 2024 |
| /s/ Christopher Whitaker |
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| Christopher Whitaker Attorney-in-Fact |
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